The U.S. Securities and Exchange Commission (SEC) has fined Syracuse–based Cadaret, Grant & Co. Inc., two of its top officials, and a broker for providing a recommendation “without a reasonable basis” on an investment. (Eric Reinhardt / BJNN)
SYRACUSE, N.Y. — Cadaret, Grant — an independent wealth management firm — plans to move its headquarters to Axa Tower I at 100 Madison St. during the first half of 2020.
The firm, a wholly-owned subsidiary of New York City–based Atria Wealth Solutions, Inc., currently operates at One Lincoln Center at 110 W. Fayette St. in downtown Syracuse.
The new offices will provide the firm room for expansion, per its news release about the upcoming move. Its new space is also “architecturally designed to align with the firm’s culture of openness, collaboration, and innovation.”
The move also “illustrates Atria Wealth Solutions’ ongoing commitment to and investment in its subsidiaries.”
“We had a clear idea of the space we wanted when we started our search and could not be more thrilled to have found a home that truly meets those expectations,” Doug Ketterer, CEO of Cadaret Grant, said. “It all starts with the well-being of our employees, and their physical workspace and environment has a profound impact on what they do every day. The large glass windows, open floor plans, huddle rooms, cafeteria and other amenities are designed to foster and promote open communication, idea generation and an overall feeling of camaraderie. It is essential that our physical environment represents our cultural values as a firm, and our new headquarters will do just that.”
Contact Reinhardt at ereinhardt@cnybj.com
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